If a disaster impacts your business, you might need to make repairs or temporarily shut down. For some, the expenses associated with disaster recovery cause negative cash flow or even small business bankruptcy. SBA disaster assistance can provide you with the funding you need to protect and continue running your business. There are a few […]
Archives for November 2021
#FA Success Ep 257: Deepening Client Relationships By Going Deeper For Clients In Transition, With Beth Jones
Welcome back to the 257th episode of the Financial Advisor Success Podcast! My guest on today’s podcast is Beth Jones. Beth is the co-founder of Third Eye Associates, an independent RIA in the Hudson Valley of New York that oversees $125M of assets under advisement for nearly 200 client households. What’s unique about Beth, though, […]
#FA Success Ep 257: Deepening Client Relationships By Going Deeper For Clients In Transition, With Beth Jones
Welcome back to the 257th episode of the Financial Advisor Success Podcast! My guest on today’s podcast is Beth Jones. Beth is the co-founder of Third Eye Associates, an independent RIA in the Hudson Valley of New York that oversees $125M of assets under advisement for nearly 200 client households. What’s unique about Beth, though, […]
British Steel Pension Scheme claims to FSCS top 1,000
The Financial Services Compensation Scheme reported today that it has so far received 1,018 claims from former members of the British Steel Pension Scheme (BSPS). The total paid so far in compensation by the FSCS has now topped £30m with many more claims likely. The FSCS has also reported that a further five firms have […]
British Steel Pension Scheme claims to FSCS top 1,000
The Financial Services Compensation Scheme reported today that it has so far received 1,018 claims from former members of the British Steel Pension Scheme (BSPS). The total paid so far in compensation by the FSCS has now topped £30m with many more claims likely. The FSCS has also reported that a further five firms have […]
Edward Jones loses over 400 advisors but reels in higher profit
FCA to cap CMC fees at £10,000
The FCA will cap fees for Claims Management Firms at £10,000 from 1 March, it confirmed today. A fee of £10,000 can be charged where compensation of £50,000 or more has been won by a CMC. Fees are are also capped at lower compensation awards with a fee cap of £420 for compensation won of […]
How To Choose The Best CFP Exam Review Program (For You)
The Certified Financial Planner (CFP) designation is one of the most respected credentials for financial advisors and the process to earn it is rigorous. Candidates must fulfill education, experience, and ethics requirements, in addition to passing the comprehensive CFP Exam, a 170-question, multiple-choice test taken across two 3-hour sessions in one day. Material on the […]
Weekend Reading for Financial Planners (Nov 27-28)
Enjoy the current installment of “Weekend Reading for Financial Planners” – this week’s edition kicks off with a breakdown of how the Build Back Better Act is likely to change now that it has passed the House but is just now heading to the Senate for a fresh round of debates – including, most notably […]
Editor’s Column: FCA is putting on its steel-cap boots
The FCA, finally, is putting on its big boots in an effort to intervene much sooner when it spots the regulatory bad boys trying to rip off savers. It has taken a small but significant step this week to cut red tape and giving senior managers more powers to make decision making quicker. The watchdog […]