Clare Bousfield, the CEO of retail and savings at investment and wealth management firm M&G plc, will step down in the autumn, the company announced today. The company plans to create two new dedicated CEO roles to lead its wealth and life insurance businesses Earlier today M&G announced it was axing 200 jobs, about 4% […]
Managing Stress and Burnout
In July 2021 I had a heart attack. It wasn’t due to the usual causes of high blood pressure, high cholesterol, excess weight, etc. It was caused by stress. Yes, stress literally can kill you! I was your typical over thinker, over stresser, with a little anxiety thrown in for good measure. But after […]
BNY Mellon’s Pershing X unveils wealth management platform with a number of partnerships: Wealthtech Weekly
Anne Lester on why financial advisors should open a ‘window of empathy’ for younger clients
Form U4: Common Missteps And Best Practices For RIAs
All Investment Adviser Representatives (IAR) of registered investment advisory firms are required to file Form U4, a regulatory filing containing public disclosures of certain information about financial professionals. And while IARs are responsible for keeping their own Form U4 up-to-date, Form U4 – unlike other regulatory forms like Form ADV that require an annual amendment […]
1 in 4 Britons have lost track of a pension
A quarter (24%) of Britons have lost track of a pension, according to a new report. A further 22% of those surveyed by investment provider and platform Hargreaves Lansdown were even unsure if they had a forgotten pension. Younger savers were most likely to have lost track of a pension, with 44% of 18 to […]
Getting your business ready for EOFY
Yep, it’s that time of year again – 1 July 2023 is looming, and you need to get your ducks in a row. You not only have to be ready for the new financial year, but you should also be tying up the previous year by ticking off some tasks that tend to fall by […]
How AI Is Transforming the Accounting Industry — and What the Future Will Look Like
It’s time to harness the power of AI and transform bookkeeping.
U.S. family offices lead pay ranks with $1 million CIO salaries
#FA Success Ep 336: Showing Prospects An (Asset) Map To Generate More Advice Engagement, With H. Adam Holt
Welcome back to the 336th episode of the Financial Advisor Success Podcast! My guest on today’s podcast is Adam Holt. Adam is a principal with RubinGoldman and Associates, and the Founder and CEO of Asset-Map, a financial planning tool that helps financial advisors create a visual representation of their clients’ financial situation, reaching over 1.25 […]