The FAQs from Treasury’s Financial Crimes Enforcement Network said access to beneficial ownership information will be phased in, beginning this spring with a pilot program for some federal agency users and concluding in spring 2025, when financial institutions with customer due-diligence requirements will be able to review BOI.
Weekend Reading For Financial Planners (April 20-21)
Enjoy the current installment of “Weekend Reading For Financial Planners” – this week’s edition kicks off with the news that CFP Board announced that it has crossed the milestone of 100,000 CFP professionals in the United States, and despite having just celebrated its 50th anniversary last year, just set a record high in the number of advisors sitting […]
Editor’s Comment: It’s time to kick off
I never thought I’d see former professional footballers march through central London to protest about financial scams and poor regulation but that’s exactly what happened this week. Ex-pro footballers Andy Cole, Danny Murphy and Colin Hendry were among a large group of campaigners attending the Transparency Task Force’s “Enough is Enough March for Justice” in […]
Earth Day 2024 is here and it’s never been more important for you to be a part of it
Another year around the sun. Earth Day 2024 is on 22 April, and awareness and participation has never been more vital. The importance of Earth Day, and the real-world effects it has, can’t be overstated. The world is at a severe tipping point in terms of environmental degradation and only swift and collective action will […]
Hoxton adds 380 clients with double Planner acquisition
Abu Dhabi-based IFA Hoxton Capital Management has added over 380 clients with the acquisition of two UK-based Financial Planning firms. The acquisition of £80m AUM Dudley-based Alpha Financial Services gives Hoxton its first office in the West Midlands. The firm serves over 300 families and corporate clients and has been providing financial management, pensions, and […]
3 Question Types To Go From (Just) Retained To Highly Engaged And Happier Clients
After advisors do all of the work of bringing on a new client (Marketing! Prospecting! Onboarding! Compliance!), it can sometimes feel natural to let the relationship go into “maintenance mode”. And while all may appear well on the surface – the client rarely contacts the advisor with problems but they show up for every annual […]
Creating industry on-ramps as 100K advisors head toward the exit
Some planners and firms are taking action to address impending retirements. Here’s why opening more pathways into the field matters to every company in wealth management.
#FA Success Ep 381: Helping Clients Go Beyond The Plan To Actually Implement As A Fractional Financial Behavior Officer, With Ashley Quamme
Welcome back to the 381st episode of the Financial Advisor Success Podcast! My guest on today’s podcast is Ashley Quamme. Ashley is the Founder of Beyond The Plan, a consulting firm based in Evans, Georgia, that offers a Fractional Financial Behavioral Officer service including consulting and training to advisory firms and even direct meeting support […]
Citi wealth CIO David Bailin to leave next month
The departure comes amid continued turn at the head of the bank’s wealth management ranks.
PwC Locks Down Top Spot in Vault’s Best Accounting Firms Ranking for 2025 – CPAPracticeAdvisor.com
PwC Locks Down Top Spot in Vault’s Best Accounting Firms Ranking for 2025 CPAPracticeAdvisor.com