The FCA has today published final rules to “streamline and simplify” the prudential requirements for solo-regulated UK firms authorised under the Markets in Financial Instruments Directive (MiFID). The new rules are part of the impending Investment Firms Prudential Regime (IFPR) reforms which the regulator describes as, “a major change for FCA investment firms.” The […]
Archives for October 2021
Low cost adviser launches auto-review service
OpenMoney, a low cost online financial advice service, has launched an automated annual review service to nudge clients to update their financial details, investment goals and risk preferences at least once a year. OpenMoney says the move is to ensure that any recommendations they receive remain suitable and up to date. OpenMoney customers will be […]
Low cost adviser launches auto-review service
OpenMoney, a low cost online financial advice service, has launched an automated annual review service to nudge clients to update their financial details, investment goals and risk preferences at least once a year. OpenMoney says the move is to ensure that any recommendations they receive remain suitable and up to date. OpenMoney customers will be […]
AIC calls for KIDs to be suspended
The Association of Investment Companies has criticised proposed FCA reform to Key Information Documents (KIDs) as “tinkering around the edges” and wants KIDs suspended prior to major reform. It says the FCA’s changes will not solve fundamental flaws in KIDS which are provided to investors before they make investments. The AIC says that KIDs should […]
AIC calls for KIDs to be suspended
The Association of Investment Companies has criticised proposed FCA reform to Key Information Documents (KIDs) as “tinkering around the edges” and wants KIDs suspended prior to major reform. It says the FCA’s changes will not solve fundamental flaws in KIDS which are provided to investors before they make investments. The AIC says that KIDs should […]
‘The idea that women don’t support other women is a myth’: Citi’s Jane Fraser
4 Money Saving Tips for Business Owners
Running a successful business requires you to make smart decisions about everything from who you hire to how you spend your money. There are many legitimate expenses to cover, but it’s easy to overspend in areas that aren’t helping you or your business. Read the 4 money saving tips for business owners that will help […]
TD Bank’s new robo sure looks a lot like TD Ameritrade’s old robo
Black Wealth Summit highlights signs of change amid widening disparities
Your Guide to the Minority Business Enterprise and MBE Certificate
Although you may have a minority-owned business, you must meet specific criteria for formal recognition as a minority business enterprise (MBE). And if you meet the criteria, there are business benefits to receiving an MBE certificate. So, what is an MBE, and what is the MBE certificate? Minority-owned businesses and the MBE certificate MBE signifies […]