UNIQ Family Wealth, a four-office Financial Planning firm based in Cardiff, is moving its staff to a four day working week to “protect” productivity and boost the mental health and wellbeing of staff. The firm will close its offices on Fridays from January to give staff a three day weekend. UNIQ Family Wealth founder and managing director […]
Archives for November 2021
Let’s Get Real: How Much Do You Know About Real Accounts?
In accounting, you deal with a variety of accounts to balance and organize your books. One type of account you will likely run into is a real account. But, what are real accounts exactly? And, how does it differ from other accounts in accounting? Allow us to give you the scoop with an overview, examples, […]
#FA Success Ep 256: Living On The Cutting Edge Of Advisor Technology To Build A Better Client Experience, With Vincent Barbera
Welcome back to the 256th episode of the Financial Advisor Success Podcast! My guest on today’s podcast is Vincent Barbera. Vince is the founder of Newbridge Wealth Management, an independent RIA based right outside of Philadelphia that oversees nearly $120M of assets under management for 75 client households. What’s unique about Vince, though, is the […]
Miami advisor charged with helping romantic partner run $4.6M cherry-picking scheme
Quilter Cheviot launches ‘Building Blocks’ funds
Quilter Cheviot has launched a range of eight reduced-cost ‘Building Blocks’ funds to its managed portfolio service (MPS) service. The funds are designed to provide geographic or asset class exposure. The funds aim to reduce overall costs while expanding the investment opportunities available to those invested in the service. Quilter Cheviot is not charging a […]
Quilter Cheviot launches ‘Building Blocks’ funds
Quilter Cheviot has launched a range of eight reduced-cost ‘Building Blocks’ funds to its managed portfolio service (MPS) service. The funds are designed to provide geographic or asset class exposure. The funds aim to reduce overall costs while expanding the investment opportunities available to those invested in the service. Quilter Cheviot is not charging a […]
Navigating Minimum Net Capital And Surety Bond Requirements For State-Registered RIAs
State-Registered Investment Advisers (RIAs) are subject to numerous regulations in the state(s) where they do business, which, though they vary from state to state, generally have the goal of protecting investors from fraudulent sales practices. These rules require RIAs to file documents (such as Form ADV) with the state, maintain books and records, provide disclosures […]
Navigating Minimum Net Capital And Surety Bond Requirements For State-Registered RIAs
State-Registered Investment Advisers (RIAs) are subject to numerous regulations in the state(s) where they do business, which, though they vary from state to state, generally have the goal of protecting investors from fraudulent sales practices. These rules require RIAs to file documents (such as Form ADV) with the state, maintain books and records, provide disclosures […]
