Archives for November 2022
Military veterans turned fintech leaders on the values needed to make it
Professor Nicole Boyson is latest academic to enter the planning field
Weekend Reading For Financial Planners (Nov 12-13)
Enjoy the current installment of “Weekend Reading For Financial Planners” – this week’s edition kicks off with the news that as enforcement of the SEC’s new marketing rule began on November 4, advisory firms are taking a variety of approaches. While some are looking to gain a first-mover advantage by leveraging client testimonials and third-party […]
Weekend Reading For Financial Planners (Nov 12-13)
Enjoy the current installment of “Weekend Reading For Financial Planners” – this week’s edition kicks off with the news that as enforcement of the SEC’s new marketing rule began on November 4, advisory firms are taking a variety of approaches. While some are looking to gain a first-mover advantage by leveraging client testimonials and third-party […]
Weekend Reading For Financial Planners (Nov 12-13)
Enjoy the current installment of “Weekend Reading For Financial Planners” – this week’s edition kicks off with the news that as enforcement of the SEC’s new marketing rule began on November 4, advisory firms are taking a variety of approaches. While some are looking to gain a first-mover advantage by leveraging client testimonials and third-party […]
Editor’s Comment: Welcome to flexi-retirement
There has been a wave of stories recently suggesting that people are pushing back their retirement or opting for a ‘phased’ retirement due to the cost of living crisis. I’m sceptical about how many clients of Financial Planners are actually doing this but there’s no doubt in the wider population that some are rethinking […]
Editor’s Comment: Welcome to flexi-retirement
There has been a wave of stories recently suggesting that people are pushing back their retirement or opting for a ‘phased’ retirement due to the cost of living crisis. I’m sceptical about how many clients of Financial Planners are actually doing this but there’s no doubt in the wider population that some are rethinking […]
Editor’s Comment: Welcome to flexi-retirement
There has been a wave of stories recently suggesting that people are pushing back their retirement or opting for a ‘phased’ retirement due to the cost of living crisis. I’m sceptical about how many clients of Financial Planners are actually doing this but there’s no doubt in the wider population that some are rethinking […]
2 firms declared as failed by FSCS
The FSCS has today declared two regulated advice firms as failed, opening the door to compensation claims. The two firms used a number of trading names. Appointed rep Juno Moneta Wealth Limited (FRN 669519), of Cardiff, traded as Teal Financial and also as Empower Wealth Management and NAPIT Wealth. The firm was an appointed rep […]