Archives for April 2023
FCA restricts senior manager at IFA
The FCA has imposed a number of restrictions on a senior manager at an IFA firm where £1.5m of client funds may have been misappropriated. The regulator has placed the restrictions on Lisa Campbell, a senior manager at Campbell Associates Independent Financial Advice in West Wellow (FRN 602550), near Southampton. The FCA has also told […]
#FA Success Ep 327: Growing To $1B By Standing Out With Marketing The Competition Can’t Mimic, With Marc Horner
Welcome to the 327th episode of the Financial Advisor Success Podcast! My guest on today’s podcast is Marc Horner. Marc is the Founder of Fairhaven Wealth Management, an independent RIA based in Wheaton, Illinois, that oversees more than $1 billion in assets under management for 450 client households. What’s unique about Marc, though, is the […]
Gen Z and investing: a field guide for wealth advisors — and a warning
5 Telltale Signs You Might Need a Financial Advisor
When you think of people who use financial advisors, you may not consider yourself the right demographic. But it may surprise you that plenty of advisors cater to people who aren’t retired millionaires. There are plenty of reasons for younger people to engage with a financial advisor well before retirement age. If you’re wondering if […]
Will Your Tax Bracket Change in 2023?
Due to record-high inflation rates, Americans have watched prices soar over the past two years. Unfortunately, these same increases haven’t come in the form of raises or other income increases, which has left many people in severe financial hardship. Although many of the tax breaks that the government established at the beginning of the COVID-19 […]
The Latest In Financial #AdvisorTech (April 2023)
Welcome to the April 2023 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financial advisors! This month’s edition kicks off with the news that RIA custodial platform Altruist has built its […]
WH Ireland issues loss warning
Wealth manager and Financial Planner WH Ireland has issued a profit warning as the group continues to be hit by market volatility. The company said in a trading update today that it expects to make a pre-tax, full year loss of over £2.2m when annual results are released. For the 12 months of trading ending 31 […]
Latest product news — April 2023
Reports: We’ve introduced a new Journal report that has the features you love from the older version, with additional functionality including convenience dates, customised columns, filters and more. Reports: A new version of the General Ledger Summary report is now available. You can drill down into the General Ledger Detail report, choose which accounts to […]
