Enjoy the current installment of “Weekend Reading For Financial Planners” – this week’s edition kicks off with the news that a recent study has found that many small- and mid-sized advisory firms that use “supported independence” platforms for their technology and back-office needs, have the potential to see greater growth in the years ahead given […]
Archives for April 2024
Editor’s Comment: A costly legacy of firm failure
It’s been a bad week for some adviser firms with no fewer than seven being declared as failed or under investigation by the Financial Services Compensation Scheme. Seven is a pretty high number for one week and suggests that we are seeing a string of firms leaving their liabilities to the FSCS and, indirectly, to […]
The win-win of effective well-being initiatives: 5 steps for leaders
Happy employees are productive employees, but simply offering well-being programs won’t get the job done. The key to success? A companywide commitment that delivers real results in the eyes of current and potential employees.
Dirty Dozen list ends with easements, digital assets, and more
The IRS winds up its annual list of 12 scams and schemes by covering two broad categories: bogus tax-avoidance strategies and schemes with an international element.
Business Insurance 101: Important things to know
Guest post by AON An overview of key policy and cover types, best practices for choosing the right policy and making claims. Business insurance is a purchase you should make, not necessarily one that you want to. But it’s also no understatement that a lot can go wrong while running your business – despite your […]
Forensic accountant discusses South Carolina’s budget error – Fox Carolina
Forensic accountant discusses South Carolina’s budget error Fox Carolina
Balancing Stress Management and Business Growth
Running a business can be a lot! Each day can bring a new problem to solve and stress can be common. For small business owners, navigating stress isn’t just about personal well being – it’s a crucial aspect of sustainable business growth. Let’s explore the intricate relationship between business success and the management of stress; […]
Carson Group brings on Envestnet’s Dani Fava and LPL’s Heather Randolph Carter
Carson Group has snagged two powerhouse leaders in tech and wealth management on the heels of former CEO Ron Carson’s departure and the naming of Burt White to the top role.
Strategies for Minimizing Data Entry Errors in Accounting
Mistakes happen all the time—just look at your phone the next time you’re texting someone or putting in your password. Entering numbers in your books is no different. Data entry errors are common, but unchecked mistakes can quickly tank the accuracy of your books. A data entry error can lead to incorrect financial statements, inaccurate […]
Ameriprise to pick up $2B credit union program from LPL
Kinecta Wealth Management, the wealth arm of Kinecta Federal Credit Union, will switch firms by the end of the year.