Available technology solutions could boost professionals’ efficiency in serving their clients — but only if financial advisors and their customers are open to them.
Incoming head of Raymond James’ employee channel will not lack for recruiting opportunities
As incoming president of Raymond James & Associates, Tom Walrond will seek to build on his firm’s reputation for stability and advisor choice.
FSCS to cut 2024/25 levy from £415m to £265m
The Financial Services Compensation Scheme (FSCS) has reduced its annual levy on the industry for 2024/25 to £265m. In November the compensation body had warned that the levy could be as high as £415m. The figure represents a small decrease from the final 2023/24 levy of £270m. The FSCS said that while it expects to […]
AICPA gives Gold Medal Award of Distinction to Kueppers
The AICPA presented Bob Kueppers, CPA, with the 2024 AICPA Gold Medal Award of Distinction, the organization’s highest honor.
Rich fleeing Massachusetts may cost state $1B in lost taxes annually
The COVID-19 pandemic made it easier for employees to leave the state. They’re leaving in droves.
Nucleus white label platform acquisition gains approval
The acquisition by adviser platform Nucleus’ of fintech Third Financial has gained approval from the FCA, taking the deal a step closer to completion. The deal was first announced in February. Third Financial is a provider of white label investment platforms and software. Nucleus says the acquisition, for an undisclosed sum, will increase Nucleus Assets […]
Navigating The FTC’s Ban On (Most) Non-Competes: The New World Of Partnerships And Non-Solicits
Non-compete clauses are common features of employment agreements around the business world and are often used to dissuade companies from ‘poaching’ another’s employees, and/or to prevent employees (at least for a certain time period) from taking the knowledge gained from working at one company to a competitor. Which can allow companies to protect the ‘investments‘ they […]
Examples of Contingent Liabilities Your Small Business May Need to Record
You probably know your company’s liabilities, aka debts your business owes. But how often do you think about liabilities that you may or may not have, depending on the outcome of a future event? These potential financial obligations are known as contingent liabilities. Examples of contingent liabilities include lawsuits, product warranties, and pending audits. Understand […]
Britain doubles down on climate target, rules out accounting loophole – Reuters UK
Britain doubles down on climate target, rules out accounting loophole Reuters UK
#FA Success Ep 386: Turning Impostor Syndrome Anxiety Into A Strength That Drives Client Referrals, With Dann Ryan
Welcome everyone! Welcome to the 386th episode of the Financial Advisor Success Podcast! My guest on today’s podcast is Dann Ryan. Dann is a Managing Partner of Sincerus Advisory, an RIA based in New York City, that oversees approximately $165 million in assets under management for nearly 150 client households. What’s unique about Dann, though, is how […]