Archives for 2022
Do I Have to Charge Sales Tax? The Inside Scoop for Sellers
Business owners have a lot of taxes to know. Sales tax is another one to put on the list. Understand sales tax and how it works for your business to avoid potential penalties. And, that includes knowing if your particular company has to charge sales tax at all. So, let’s answer, “Do I have to […]
#FA Success Ep 268: Centralizing Departments To Systematize And Scale A $2B AUM Advisory Business, With Patti Brennan
Welcome back to the 268th episode of the Financial Advisor Success Podcast! My guest on today’s podcast is Patti Brennan. Patti is the CEO of Key Financial, an independent RIA based in the Greater Philadelphia area that oversees more than $2 billion in assets under management for nearly 800 client households. What’s unique about Patti, […]
PIMFA calls for extension of Consumer Duty implementation
Wealth management trade association PIMFA has called on the Financial Conduct Authority (FCA) to extend the proposed implementation period for the new Consumer Duty proposals. The proposed implementation period is nine months. PIMFA says the period is insufficient and does not reflect the importance the FCA has place on the Consumer Duty’s wider impact on […]
NS&I doubles Green Savings Bond rate
NS&I has launched a new issue of its Green Savings Bonds at 1.3%. The bonds will be fixed for three years. The bond is available today. The minimum investment is £100 and maximum is £100,000. The first issue of the Green Bonds in October saw a rate of 0.65%. Any money invested into the Green […]
Goldman Sachs revamps family office to keep partner wealth in-house
Financial Advisor Office Hours: A Step-By-Step Guide To Maximizing Your Time
For financial advisors in the early phases of starting their own practice, especially in the fee-only part of the industry, being successful often comes down to the resources and advice available to the advisor. A call with a mentor or peer to ask something as simple as, “Was this hard for you, too?” or “Is […]
Financial Advisor Office Hours: A Step-By-Step Guide To Maximizing Your Time
For financial advisors in the early phases of starting their own practice, especially in the fee-only part of the industry, being successful often comes down to the resources and advice available to the advisor. A call with a mentor or peer to ask something as simple as, “Was this hard for you, too?” or “Is […]
Lloyds-acquired Embark teams up with LV=
LV= and Embark Group have teamed up to launch a service enabling advisers to trade the LV= Smoothed Managed Investment Fund range on Embark’s platform. The new service is expected to launch in the second half of this year. It will be accessible through an upgraded online adviser portal, which will be integrated into one […]
Lloyds-acquired Embark teams up with LV=
LV= and Embark Group have teamed up to launch a service enabling advisers to trade the LV= Smoothed Managed Investment Fund range on Embark’s platform. The new service is expected to launch in the second half of this year. It will be accessible through an upgraded online adviser portal, which will be integrated into one […]