Financial advisors have a fiduciary obligation to act in their clients’ best interests, and at the same time are prohibited by state and SEC rules from making misleading statements or omissions about their advisory business. These responsibilities also extend to the use of any technology used in the process of giving advice: A recommendation made […]
Archives for 2023
Here are 3 stocks — other than Nvidia — getting an AI premium from Wall Street
While Nvidia was the big winner for investors this year in the generative AI boom, other tech stocks have also gotten a boost
#FA Success Ep 365: Scaling Expanded Advice Services To 100+ Team Members In A $5B AUM Enterprise, With Rob Nelson
Welcome everyone! Welcome to the 365th episode of the Financial Advisor Success Podcast! My guest on today’s podcast is Rob Nelson. Rob is the CEO and Founder of NorthRock Partners, an RIA based in Minneapolis, Minnesota, that oversees $5 billion in assets under management for 1,500 client households. What’s unique about Rob, though, is how […]
The Best Of Weekend Reading 2023: Top 25 Articles You Might Have Missed
Each week in Weekend Reading For Financial Planners, we seek to bring you synopses and commentaries on 12 articles covering news for financial advisors including topics covering technical planning, practice management, advisor marketing, career development, and more. And as 2023 draws to a close, we wanted to highlight 25 of the most popular and insightful […]
Check it twice: Wealth management’s naughty and nice list for 2023
It’s cheers for pro bono advisors and people working to diversify the industry, and jeers for planners who defraud the elderly and big firms that let their regulatory responsibilities slip.
Weekend Reading For Financial Planners (December 23-24)
Enjoy the current installment of “Weekend Reading For Financial Planners” – this week’s edition kicks off with the news that Envestnet has published research highlighting a number of key trends that they believe will shape the growth of the advisory industry in 2024 and beyond, which reflect at a high level advisors’ ongoing shift towards […]
Best Accounting Software for Small Businesses – TechRepublic
Best Accounting Software for Small Businesses TechRepublic
Implementation Questions To Properly Prioritize And Address To-Dos For Consistent Follow-Through
After a financial advisor and their client have agreed on a financial plan, there are usually a lot of good feelings going around. The causes of the client’s worries have been identified, there’s agreement on the steps that will get the client to where they want to be, and all that’s left is to take […]
The best free and low cost apps for bookkeepers
Are you a bookkeeper looking for affordable and efficient tools to streamline your business operations? In today’s digital age, there are numerous free and low-cost apps available that can help you manage your bookkeeping business effectively. Let’s go over the best free and low cost apps for bookkeepers. Accounting Software My number 1 app is […]
What Drives Are Tax-Deductible?
If you’re a small business owner, you can deduct your mileage on taxes as a business expense. But, make sure you’re following the rules about what drives you can deduct. Here’s what every small business owner should know about deductible business mileage. Why should I care about my mileage? Your miles can really add up. […]