Welcome everyone! Welcome to the 399th episode of the Financial Advisor Success Podcast! My guest on today’s podcast is Kelli Kiemle. Kelli is the Managing Director of Growth and Client Experience of Halbert Hargrove, an RIA based in Long Beach, California, that oversees $3.1 billion in assets under management for 750 client households. What’s unique […]
Archives for August 2024
Labour policies will enhance economy, say fund groups
Seven out of 10 fund groups (69%) expect Labour’s policies to be beneficial to UK economic growth, according to Quilter Investors’ latest Investor Trends Survey.
Fintech Iress says UK business has ‘turned around’
Australian fintech Iress said its UK subsidiary had achieved a “significant” turnaround in financial performance this year after it refocused the business on sourcing and wealth.
Succeed At Succession Planning: A 4-Step Playbook For Firm Ownership Transition
Founding owners of financial advisory firms often spend much of their time focusing on the short-term aspects of running their business, from providing high-quality client service to pursuing client growth. Which means that longer-term projects, such as creating a succession plan to have in place for the firm when the owner retires, may tend to […]
6 tips for advisors to responsibly engage on social media
From hashtags to hyperlinks: Here are best practices for advisors who post on social media, from experts in the industry and the financial regulatory authorities.
6 tips for advisors to responsibly engage on social media
From hashtags to hyperlinks: Here are best practices for advisors who post on social media, from experts in the industry and the financial regulatory authorities.
How the Fed’s expected interest rate cut may affect client portfolios
The federal funds rate is currently at 5.25% to 5.50%, the highest in over two decades, but many financial advisors and analysts see that falling as soon as next month.
Ameriprise seeks preliminary injunction in ‘unprecedented’ LPL suit
Industry experts say they can’t recall another time when an advisory firm has used a lawsuit for a wholesale indictment of a rival’s recruiting practices.
Weekend Reading For Financial Planners (August 17-18)
Enjoy the current installment of “Weekend Reading For Financial Planners” – this week’s edition kicks off with the news that the Securities and Exchange Commission (SEC) announced that a total of 26 broker-dealers, investment advisers, and dually-registered firms agreed to pay combined civil penalties of almost $400 million for failing to maintain and preserve required […]
Read before selling: The many alternatives to an M&A deal
Financial advisors have built companies that are attractive to investors. But if they face challenges, experts say they can solve them without letting go of their firms.