Welcome everyone! Welcome to the 403rd episode of the Financial Advisor Success Podcast! My guest on today’s podcast is Eric Stein. Eric is a partner at East Bay Investment Solutions, a firm that provides fractional Chief Investment Officer services based in Charleston, South Carolina, that supports over $6 billion in assets under advisement across 26 […]
Archives for 2024
Xero to acquire Syft to enhance reporting and insights capability
We know how important it is for small businesses to have access to powerful insights to help them run their business better, no matter the economic environment they’re facing. To accelerate our mission to provide powerful insights, we are thrilled to share that Xero is acquiring Syft, a leading global cloud-based reporting, insights and analytics […]
3 client scenarios that highlight tax advantages of donor-advised funds
The accounts are expected to grow by another trillion dollars over the next decade because of their tax and flexibility advantages, Daffy CEO Adam Nash said.
180 new Financial Planners graduate from SJP Academy
The St James’s Place Financial Adviser Academy has welcomed a further 180 qualified advisers to a new career in Financial Planning.
7 Lessons Learned Launching A Sustainable Business Model To Serve (And Attract!) Profitable Millennials And Gen Z Clients
The business model of many financial advisory firms revolves around serving clients who are able to pay a certain minimum in annual advisory fees, which reflects not only the value that the advisor can provide for the client, but also the amount that the advisor must charge in order to provide the level of deep […]
Advisors are using AI to boost productivity. See how at ADVISE AI
Leading financial advisors and AI developers will show how the industry can save hours in back-office workflow, generating more time with customers, at Financial Planning’s upcoming conference, ADVISE AI.
Weekend Reading For Financial Planners (September 14–September 15)
Enjoy the current installment of “Weekend Reading For Financial Planners” – this week’s edition kicks off with the news that the SEC this week fined 4 RIAs for violations of its marketing rule related to their claims that they offered ‘conflict-free’ financial advice. Which means that while many fee-only RIAs use the reduced conflicts that […]
Wells Fargo’s $3M fine shows ‘churning’ is alive and well
A FINRA settlement accuses the firm of failing to supervise a broker who recommended frequent purchases and then resales of various investment products.
Londoners among least likely to take retirement advice
Londoners are among the least likely people in the UK to seek retirement planning financial advice with just 9% stating that financial advisers have been their main source of retirement advice compared to 18% in Scotland.
Reckon Community spotlight: what’s new at Reckon
Ever had a question about Reckon? Chances are Rav Singh has an answer for you. Rav moderates the Reckon Community, a forum where members can discuss and discover all things Reckon. This week, we sat down with him to get the inside scoop on what makes the Reckon Community tick. This interview has been edited […]